Post by account_disabled on Dec 23, 2023 22:45:33 GMT -6
The Securities and Exchange Commission (SEC) is open to listening to opinions on improving the criteria for dealing with customer complaints of securities business operators and derivatives business operators. As well as adjusting the format for reporting complaints to the office electronically instead of paper. To reduce the burden on entrepreneurs while elevating the process of dealing with customer complaints to be more efficient Under the current criteria for dealing with complaints from business operators Reporting information about complaints to the SEC has a variety of formats and classifications of complaints that vary according to each business operator. and must be submitted in paper form, which is a cost burden for entrepreneurs and results in the SEC having to spend a lot of time processing such information.
The SEC therefore has an idea to improve the criteria by allowing To Job Function Email Database carry on the business of delivering information regarding complaints and summary information in electronic form as required by the SEC so that the SEC has complete information and in a format that is ready for use in following up on complaints. Progress in resolving complaints Including plans to supervise and prevent problems that may occur more efficiently, such as common complaints. The reason that happened Information regarding the knowledge and understanding of the complainant The branch that was complained of Type of securities complained of and the length of time it takes to resolve such problems, etc., so that customers who use the services of the business operator receive an appropriate level of protection. It also reduces the burden on operators by eliminating the need to send paper documents.
The updated guidelines are part of the Regulatory Guillotine* project, which aims to ensure customer complaints are handled appropriately. In the case where there is a cause of the business operator not complying with the relevant rules. And in order for business operators to set up systems and measures to prevent such incidents from happening again, the SEC has published documents listening to opinions on the matter on the SEC website. About preecha binmanoch Templatesyard is a blogger resources site is a provider of high quality blogger template with premium looking layout and robust design. The main mission of templatesyard is to provide the best quality blogger templates which are professionally designed and perfectlly seo optimized to deliver best result for your blog. Newer Article UNDP Thailand joins hands with Krungthai Raks Thai Foundation Launch of the Koh Tao, Better Together Older Article NCAP project, opening IPO shares on the first day.
The SEC therefore has an idea to improve the criteria by allowing To Job Function Email Database carry on the business of delivering information regarding complaints and summary information in electronic form as required by the SEC so that the SEC has complete information and in a format that is ready for use in following up on complaints. Progress in resolving complaints Including plans to supervise and prevent problems that may occur more efficiently, such as common complaints. The reason that happened Information regarding the knowledge and understanding of the complainant The branch that was complained of Type of securities complained of and the length of time it takes to resolve such problems, etc., so that customers who use the services of the business operator receive an appropriate level of protection. It also reduces the burden on operators by eliminating the need to send paper documents.
The updated guidelines are part of the Regulatory Guillotine* project, which aims to ensure customer complaints are handled appropriately. In the case where there is a cause of the business operator not complying with the relevant rules. And in order for business operators to set up systems and measures to prevent such incidents from happening again, the SEC has published documents listening to opinions on the matter on the SEC website. About preecha binmanoch Templatesyard is a blogger resources site is a provider of high quality blogger template with premium looking layout and robust design. The main mission of templatesyard is to provide the best quality blogger templates which are professionally designed and perfectlly seo optimized to deliver best result for your blog. Newer Article UNDP Thailand joins hands with Krungthai Raks Thai Foundation Launch of the Koh Tao, Better Together Older Article NCAP project, opening IPO shares on the first day.